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Variational Theorem for the Ground State

One particularly nice feature of the CI method is that the calculated lowest energy eigenvalue is always an upper bound to the exact ground state energy. Our approximate wavefunction tex2html_wrap_inline3647 can always be expressed as a linear combination of the exact nonrelativistic eigenvectors tex2html_wrap_inline3649, which span the entire N-electron space.
 equation625
and the energy is given by
 equation631
Now if tex2html_wrap_inline3647 is normalized, and we substitue the expansion over exact eigenfunctions (equation 3.9) into the equation above, we obtain
 equation640
where tex2html_wrap_inline3655 is the ith energy eigenvalue, i.e.\ tex2html_wrap_inline3659. Now subtract tex2html_wrap_inline3534, the exact nonrelativistic ground state energy, from both sides to obtain
 equation651
or
equation658
since tex2html_wrap_inline3647 is normalized and tex2html_wrap_inline3665. Since tex2html_wrap_inline3655 are greater than or equal to tex2html_wrap_inline3534 for all values of i and the coefficients tex2html_wrap_inline3673 are necessarily non-negative, the right hand side of equation (3.12) is non-negative, so that tex2html_wrap_inline3675. We should also point out that the variational theorem holds for the Hartree-Fock method as well as for CI, since equation (3.10) is valid for the Hartree-Fock energy--for a given set of MO's, the HF energy can be formulated as a (trivial) 1 x 1 CI eigenvalue problem. In a similar manner, the MCSCF method (where MO's and CI coefficients are optimized) is also ``variational.''

It should be clear that instead of using the exact nonrelativistic eigenfunctions tex2html_wrap_inline3649 in equation (3.9), we could also have used an expansion over the exact eigenfunctions within the one-electron space spanned by tex2html_wrap_inline3647 (i.e. we could expand the approximate CI wavefunction tex2html_wrap_inline3647 in terms of the full CI  wavefunctions). This means that not only is the approximate energy an upper bound to the exact nonrelativistic ground-state energy, but it is also an upper bound to the full CI  energy in the given one-electron basis.


next up previous contents index
Next: Why are Coupled-Cluster and Up: The Variational Theorem Previous: The Method of Linear

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Thu Aug 14 12:57:45 EDT 1997